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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-11 Kay Valerie Chief Capital Officer Sale −1,900 $5.85 $11K 59,546
2020-04-09 Kay Valerie Chief Capital Officer Sale −1,900 $8.14 $15K 61,446
2020-03-20 Chen Tian Qiao 10% owner Other disposition −19,562,881 0
2020-03-20 Chen Tian Qiao 10% owner Other acquisition · Mandatorily Convertible Non-Voting Preferred Stock, Series A +195,628 195,628
2020-03-12 ALLOCCA STEVEN President Grant or award · Restricted Stock Unit (RSU) +20,384 20,384
2020-03-12 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +81,519 81,519
2020-03-12 PACE BRANDON General Counsel and Secretary Grant or award · Restricted Stock Unit (RSU) +15,494 15,494
2020-03-12 Koohestani Bahman Chief Technology Officer Grant or award · Restricted Stock Unit (RSU) +12,234 12,234
2020-03-12 Kay Valerie Chief Capital Officer Grant or award · Restricted Stock Unit (RSU) +12,234 12,234
2020-03-12 CASEY THOMAS W Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +24,462 24,462
2020-03-12 Bogan Timothy Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +16,310 16,310
2020-03-11 Kay Valerie Chief Capital Officer Sale −1,900 $9.94 $19K 63,346
2020-03-05 CASEY THOMAS W Chief Financial Officer Purchase +5,000 $10.11 $51K 10,000
2020-02-26 Stack Fergal SVP, Corporate Controller Grant or award · Restricted Stock Unit (RSU) +81,574 81,574
2020-02-26 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +215,931 215,931
2020-02-26 PACE BRANDON General Counsel and Secretary Grant or award · Restricted Stock Unit (RSU) +94,050 94,050
2020-02-26 Momen Ronnie Chief Lending Officer Grant or award · Restricted Stock Unit (RSU) +107,486 107,486
2020-02-26 Koohestani Bahman Chief Technology Officer Grant or award · Restricted Stock Unit (RSU) +100,768 100,768
2020-02-26 Kay Valerie Chief Capital Officer Grant or award · Restricted Stock Unit (RSU) +100,768 100,768
2020-02-26 CASEY THOMAS W Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +201,536 201,536

Page 99 of 115 · 2,286 trades