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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −3,057 9,177
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −6,298 94,470
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise +4,529 71,609
2020-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −2,385 $5.26 $13K 69,224
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise +8,395 77,619
2020-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −4,420 $5.26 $23K 73,199
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise +5,991 79,190
2020-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −3,155 $5.26 $17K 76,035
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise +4,076 80,111
2020-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −2,147 $5.26 $11K 77,964
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise +5,998 83,962
2020-05-25 Bogan Timothy Chief Risk Officer Shares withheld for taxes −3,158 $5.26 $17K 80,804
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,529 4,530
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −8,395 58,770
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,991 65,895
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,076 12,234
2020-05-25 Bogan Timothy Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,998 89,972
2020-05-12 Sanborn Scott CEO Option exercise +17,807 689,910
2020-05-12 Sanborn Scott CEO Shares withheld for taxes −9,376 $5.64 $53K 680,534
2020-05-12 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −17,807 0

Page 98 of 115 · 2,286 trades