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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-25 Kay Valerie Chief Capital Officer Option exercise +3,057 71,217
2020-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,642 $5.26 $9K 69,575
2020-05-25 Kay Valerie Chief Capital Officer Option exercise +6,298 75,873
2020-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,379 $5.26 $18K 72,494
2020-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,734 9,471
2020-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 12,296
2020-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 57,865
2020-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 49,421
2020-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −3,057 9,177
2020-05-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 94,470
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise +14,837 74,395
2020-05-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −7,812 $5.26 $41K 66,583
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise +4,493 71,076
2020-05-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −2,366 $5.26 $12K 68,710
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise +3,057 71,767
2020-05-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −1,610 $5.26 $8K 70,157
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise +6,298 76,455
2020-05-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −3,316 $5.26 $17K 73,139
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,837 118,695
2020-05-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,493 49,421

Page 97 of 115 · 2,286 trades