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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise +4,611 46,022
2020-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,337 $5.26 $12K 43,685
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise +3,545 47,230
2020-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,760 $5.26 $9K 45,470
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 47,866
2020-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,116 $5.26 $6K 46,750
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 51,848
2020-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,007 $5.26 $11K 49,841
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,611 23,054
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 24,814
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 26,359
2020-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,098 76,476
2020-05-25 Kay Valerie Chief Capital Officer Option exercise +4,734 64,280
2020-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,635 $5.26 $14K 61,645
2020-05-25 Kay Valerie Chief Capital Officer Option exercise +2,459 64,104
2020-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,354 $5.26 $7K 62,750
2020-05-25 Kay Valerie Chief Capital Officer Option exercise +7,233 69,983
2020-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,904 $5.26 $21K 66,079
2020-05-25 Kay Valerie Chief Capital Officer Option exercise +4,493 70,572
2020-05-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,412 $5.26 $13K 68,160

Page 96 of 115 · 2,286 trades