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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −3,872 11,622
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,878 88,172
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +2,762 97,539
2020-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,455 $5.26 $8K 96,084
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 107,278
2020-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,894 $5.26 $31K 101,384
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +5,352 106,736
2020-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −2,818 $5.26 $15K 103,918
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 112,904
2020-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,732 $5.26 $25K 108,172
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +6,114 114,286
2020-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −3,220 $5.26 $17K 111,066
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 123,662
2020-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −6,632 $5.26 $35K 117,030
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −2,762 2,762
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 78,359
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −5,352 10,705
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 98,842
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −6,114 18,348
2020-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 188,940

Page 95 of 115 · 2,286 trades