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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-25 Momen Ronnie Chief Lending Officer Option exercise +5,991 49,885
2020-05-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,155 $5.26 $17K 46,730
2020-05-25 Momen Ronnie Chief Lending Officer Option exercise +6,717 53,447
2020-05-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,537 $5.26 $19K 49,910
2020-05-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −11,393 102,540
2020-05-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −5,991 65,895
2020-05-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −6,717 100,769
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise +2,752 27,889
2020-05-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,449 $5.26 $8K 26,440
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise +3,171 29,611
2020-05-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,670 $5.26 $9K 27,941
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise +5,691 33,632
2020-05-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −2,997 $5.26 $16K 30,635
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise +3,872 34,507
2020-05-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −2,039 $5.26 $11K 32,468
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise +5,878 38,346
2020-05-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −3,095 $5.26 $16K 35,251
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −2,752 8,258
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −3,171 22,203
2020-05-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,691 62,601

Page 94 of 115 · 2,286 trades