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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-25 Sanborn Scott CEO Option exercise +6,881 687,415
2020-05-25 Sanborn Scott CEO Shares withheld for taxes −3,623 $5.26 $19K 683,792
2020-05-25 Sanborn Scott CEO Option exercise +9,329 693,121
2020-05-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $5.26 $26K 688,209
2020-05-25 Sanborn Scott CEO Option exercise +13,382 701,591
2020-05-25 Sanborn Scott CEO Shares withheld for taxes −7,046 $5.26 $37K 694,545
2020-05-25 Sanborn Scott CEO Option exercise +9,984 704,529
2020-05-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $5.26 $28K 699,272
2020-05-25 Sanborn Scott CEO Option exercise +20,379 719,651
2020-05-25 Sanborn Scott CEO Shares withheld for taxes −10,731 $5.26 $56K 708,920
2020-05-25 Sanborn Scott CEO Option exercise +13,495 722,415
2020-05-25 Sanborn Scott CEO Shares withheld for taxes −7,106 $5.26 $37K 715,309
2020-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −6,881 20,643
2020-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,329 65,299
2020-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,382 26,763
2020-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 109,825
2020-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −20,379 61,140
2020-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,495 202,436
2020-05-25 Momen Ronnie Chief Lending Officer Option exercise +11,393 49,893
2020-05-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −5,999 $5.26 $32K 43,894

Page 93 of 115 · 2,286 trades