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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,259 $5.53 $12K 52,192
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise +3,544 55,736
2020-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,711 $5.62 $10K 54,025
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise +2,397 56,422
2020-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,088 $5.62 $6K 55,334
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 60,432
2020-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,007 $5.62 $11K 58,425
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,610 18,444
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,544 21,270
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,397 23,962
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,098 71,378
2020-05-29 Momen Ronnie Chief Lending Officer Gift −3,423 46,487
2020-05-28 McCORD PATRICIA J Director Grant or award +25,952 25,952
2020-05-28 Athey Susan C Director Grant or award +25,952 25,952
2020-05-28 DENMAN KENNETH D Director Grant or award +25,952 25,952
2020-05-28 Mayopoulos Timothy J Director Grant or award +25,952 25,952
2020-05-28 ZEISSER MICHAEL P Director Grant or award +25,952 25,952
2020-05-28 Williams Simon Director Grant or award +25,952 25,952
2020-05-28 Morris John C. Director Grant or award +25,952 25,952
2020-05-28 Ciporin Daniel T Director Grant or award +25,952 25,952

Page 92 of 115 · 2,286 trades