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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise +5,878 47,543
2020-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −3,095 $5.62 $17K 44,448
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −2,753 5,505
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −3,172 19,031
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,691 56,910
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −1,936 9,686
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise · Restricted Stock Unit (RSU) −5,878 82,294
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise +14,837 87,976
2020-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −7,812 $5.62 $44K 80,164
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise +4,492 84,656
2020-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −2,366 $5.62 $13K 82,290
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise +1,530 83,820
2020-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −807 $5.62 $5K 83,013
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise +6,298 89,311
2020-08-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −3,316 $5.62 $19K 85,995
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,837 103,858
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,492 44,929
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −1,530 7,647
2020-08-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −6,298 88,172
2020-08-25 Stack Fergal SVP, Corporate Controller Option exercise +4,610 54,451

Page 91 of 115 · 2,286 trades