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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 99,841
2020-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −10,190 50,950
2020-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 188,940
2020-08-25 Momen Ronnie Chief Lending Officer Option exercise +11,393 57,880
2020-08-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −5,999 $5.62 $34K 51,881
2020-08-25 Momen Ronnie Chief Lending Officer Option exercise +5,990 57,871
2020-08-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,154 $5.62 $18K 54,717
2020-08-25 Momen Ronnie Chief Lending Officer Option exercise +6,718 61,435
2020-08-25 Momen Ronnie Chief Lending Officer Shares withheld for taxes −3,538 $5.62 $20K 57,897
2020-08-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −11,393 91,147
2020-08-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −5,990 59,905
2020-08-25 Momen Ronnie Chief Lending Officer Option exercise · Restricted Stock Unit (RSU) −6,718 94,051
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise +2,753 38,004
2020-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,450 $5.53 $8K 36,554
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise +3,172 39,726
2020-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,671 $5.62 $9K 38,055
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise +5,691 43,746
2020-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −2,997 $5.62 $17K 40,749
2020-08-25 PACE BRANDON General Counsel and Secretary Option exercise +1,936 42,685
2020-08-25 PACE BRANDON General Counsel and Secretary Shares withheld for taxes −1,020 $5.62 $6K 41,665

Page 90 of 115 · 2,286 trades