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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 67,165
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −5,352 5,353
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,985 89,857
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −3,058 15,290
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 176,344
2020-08-25 Sanborn Scott CEO Option exercise +6,881 722,190
2020-08-25 Sanborn Scott CEO Shares withheld for taxes −3,623 $5.53 $20K 718,567
2020-08-25 Sanborn Scott CEO Option exercise +9,328 727,895
2020-08-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $5.62 $28K 722,983
2020-08-25 Sanborn Scott CEO Option exercise +13,381 736,364
2020-08-25 Sanborn Scott CEO Shares withheld for taxes −7,046 $5.62 $40K 729,318
2020-08-25 Sanborn Scott CEO Option exercise +9,984 739,302
2020-08-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $5.62 $30K 734,045
2020-08-25 Sanborn Scott CEO Option exercise +10,190 744,235
2020-08-25 Sanborn Scott CEO Shares withheld for taxes −5,366 $5.62 $30K 738,869
2020-08-25 Sanborn Scott CEO Option exercise +13,496 752,365
2020-08-25 Sanborn Scott CEO Shares withheld for taxes −7,106 $5.62 $40K 745,259
2020-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −6,881 13,762
2020-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,328 55,971
2020-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,381 13,382

Page 89 of 115 · 2,286 trades