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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,369 $5.62 $19K 84,813
2020-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,735 4,736
2020-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 9,837
2020-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 50,632
2020-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,492 44,929
2020-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −1,530 7,647
2020-08-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 88,172
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +2,762 119,792
2020-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,436 $5.53 $8K 118,356
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 129,550
2020-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,777 $5.62 $32K 123,773
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +5,352 129,125
2020-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −2,762 $5.62 $16K 126,363
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,985 135,348
2020-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,574 $5.62 $26K 130,774
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +3,058 133,832
2020-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,557 $5.62 $9K 132,275
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 144,871
2020-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,970 $5.62 $34K 138,901
2020-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −2,762 0

Page 88 of 115 · 2,286 trades