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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 80,871
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −3,058 12,232
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 163,748
2020-11-20 Kay Valerie Chief Capital Officer Sale −4,815 $6.23 $30K 67,374
2020-11-18 Sanborn Scott CEO Sale −17,163 $5.83 $100K 728,096
2020-11-16 Williams Simon Director Sale −22,792 $5.61 $128K 0
2020-10-21 Kay Valerie Chief Capital Officer Sale −6,185 $4.85 $30K 72,189
2020-09-28 Kay Valerie Chief Capital Officer Sale −6,439 $4.66 $30K 78,374
2020-09-01 Momen Ronnie Chief Consumer Banking Officer Gift −3,423 54,474
2020-08-25 Kay Valerie Chief Capital Officer Option exercise +4,735 77,229
2020-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,605 $5.53 $14K 74,624
2020-08-25 Kay Valerie Chief Capital Officer Option exercise +2,459 77,083
2020-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,341 $5.53 $7K 75,742
2020-08-25 Kay Valerie Chief Capital Officer Option exercise +7,233 82,975
2020-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,888 $5.62 $22K 79,087
2020-08-25 Kay Valerie Chief Capital Officer Option exercise +4,492 83,579
2020-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,405 $5.62 $14K 81,174
2020-08-25 Kay Valerie Chief Capital Officer Option exercise +1,530 82,704
2020-08-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −820 $5.62 $5K 81,884
2020-08-25 Kay Valerie Chief Capital Officer Option exercise +6,298 88,182

Page 87 of 115 · 2,286 trades