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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-11-25 Kay Valerie Chief Capital Officer Option exercise +6,298 83,077
2020-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,363 $7.51 $25K 79,714
2020-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,736 0
2020-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −2,459 7,378
2020-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 43,399
2020-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 40,436
2020-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −1,529 6,118
2020-11-25 Kay Valerie Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 81,874
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 150,095
2020-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,651 $7.51 $42K 144,444
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +5,353 149,797
2020-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −2,703 $7.51 $20K 147,094
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 156,080
2020-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,426 $7.51 $33K 151,654
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +3,058 154,712
2020-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,507 $7.51 $11K 153,205
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 165,801
2020-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,630 $7.51 $42K 160,171
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 55,971
2020-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −5,353 0

Page 86 of 115 · 2,286 trades