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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise +4,493 97,513
2020-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −2,366 $7.51 $18K 95,147
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise +1,529 96,676
2020-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −806 $7.51 $6K 95,870
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise +6,298 102,168
2020-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −3,316 $7.51 $25K 98,852
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −14,837 89,021
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,493 40,436
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −1,529 6,118
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −6,298 81,874
2020-11-25 Kay Valerie Chief Capital Officer Option exercise +4,736 72,110
2020-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,600 $8.08 $21K 69,510
2020-11-25 Kay Valerie Chief Capital Officer Option exercise +2,459 71,969
2020-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −1,339 $8.08 $11K 70,630
2020-11-25 Kay Valerie Chief Capital Officer Option exercise +7,233 77,863
2020-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −3,884 $7.51 $29K 73,979
2020-11-25 Kay Valerie Chief Capital Officer Option exercise +4,493 78,472
2020-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −2,403 $7.51 $18K 76,069
2020-11-25 Kay Valerie Chief Capital Officer Option exercise +1,529 77,598
2020-11-25 Kay Valerie Chief Capital Officer Shares withheld for taxes −819 $7.51 $6K 76,779

Page 85 of 115 · 2,286 trades