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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 89,857
2020-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −10,190 40,760
2020-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 175,444
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise +2,752 47,200
2020-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,449 $8.08 $12K 45,751
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise +3,172 48,923
2020-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,671 $7.51 $13K 47,252
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise +5,691 52,943
2020-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −2,997 $7.51 $23K 49,946
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise +1,936 51,882
2020-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,020 $7.51 $8K 50,862
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 56,740
2020-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,095 $7.51 $23K 53,645
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −2,752 2,753
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −3,172 15,859
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,691 51,219
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −1,936 7,750
2020-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 76,416
2020-11-25 Koohestani Bahman Chief Technology Officer Option exercise +14,837 100,832
2020-11-25 Koohestani Bahman Chief Technology Officer Shares withheld for taxes −7,812 $7.51 $59K 93,020

Page 84 of 115 · 2,286 trades