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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,007 $7.51 $15K 67,094
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,611 13,833
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 17,725
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 21,566
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,099 66,279
2020-11-25 Sanborn Scott CEO Option exercise +6,881 734,977
2020-11-25 Sanborn Scott CEO Shares withheld for taxes −3,623 $8.08 $29K 731,354
2020-11-25 Sanborn Scott CEO Option exercise +9,328 740,682
2020-11-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $7.51 $37K 735,770
2020-11-25 Sanborn Scott CEO Option exercise +13,382 749,152
2020-11-25 Sanborn Scott CEO Shares withheld for taxes −7,046 $7.51 $53K 742,106
2020-11-25 Sanborn Scott CEO Option exercise +9,984 752,090
2020-11-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $7.51 $39K 746,833
2020-11-25 Sanborn Scott CEO Option exercise +10,190 757,023
2020-11-25 Sanborn Scott CEO Shares withheld for taxes −5,366 $7.51 $40K 751,657
2020-11-25 Sanborn Scott CEO Option exercise +13,496 765,153
2020-11-25 Sanborn Scott CEO Shares withheld for taxes −7,106 $7.51 $53K 758,047
2020-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −6,881 6,881
2020-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,328 46,643
2020-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,382 0

Page 83 of 115 · 2,286 trades