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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-01-13 Sanborn Scott CEO Sale −9,043 $11.06 $100K 737,012
2020-12-21 Kay Valerie Chief Capital Officer Sale −3,618 $8.29 $30K 76,096
2020-12-21 Sanborn Scott CEO Sale −11,992 $8.34 $100K 746,055
2020-12-02 Momen Ronnie Chief Consumer Banking Officer Gift −3,424 62,461
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Option exercise +11,394 65,868
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Shares withheld for taxes −5,999 $7.51 $45K 59,869
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Option exercise +5,990 65,859
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Shares withheld for taxes −3,154 $7.51 $24K 62,705
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Option exercise +6,718 69,423
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Shares withheld for taxes −3,538 $7.51 $27K 65,885
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Option exercise · Restricted Stock Unit (RSU) −11,394 79,753
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Option exercise · Restricted Stock Unit (RSU) −5,990 53,915
2020-11-25 Momen Ronnie Chief Consumer Banking Officer Option exercise · Restricted Stock Unit (RSU) −6,718 87,333
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise +4,611 63,036
2020-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,225 $8.08 $18K 60,811
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise +3,545 64,356
2020-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,683 $7.51 $13K 62,673
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 65,069
2020-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,067 $7.51 $8K 64,002
2020-11-25 Stack Fergal SVP, Corporate Controller Option exercise +5,099 69,101

Page 82 of 115 · 2,286 trades