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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −2,753 0
2021-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −3,171 12,688
2021-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,691 45,528
2021-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −1,938 5,812
2021-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 70,538
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise +4,611 71,705
2021-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,108 $10.86 $23K 69,597
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise +3,545 73,142
2021-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,598 $11.99 $19K 71,544
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 73,940
2021-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,026 $11.99 $12K 72,914
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 78,012
2021-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,007 $11.99 $24K 76,005
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,611 9,222
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 14,180
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 19,170
2021-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,098 61,181
2021-02-01 LANDON ALLAN R Director Grant or award +22,614 22,614
2021-02-01 Selleck Erin Director Grant or award +22,614 22,614
2021-01-21 Kay Valerie Chief Capital Officer Sale −2,522 $11.90 $30K 73,574

Page 81 of 115 · 2,286 trades