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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-03-09 Momen Ronnie Bank-Chief of Consumer Banking Grant or award · Restricted Stock Unit (RSU) +117,057 117,057
2021-03-09 Stack Fergal SVP, Corporate Controller Grant or award · Restricted Stock Unit (RSU) +53,303 53,303
2021-03-09 PACE BRANDON Chief Administrative Officer Grant or award · Restricted Stock Unit (RSU) +73,161 73,161
2021-03-09 Koohestani Bahman Bank-Chief Technology Officer Grant or award · Restricted Stock Unit (RSU) +52,676 52,676
2021-03-09 ARMSTRONG ANNIE Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +65,845 65,845
2021-03-03 Sanborn Scott CEO Sale −8,523 $11.73 $100K 752,104
2021-03-02 Kay Valerie Bank-Chief Capital Officer Sale −2,560 $11.72 $30K 81,174
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 171,365
2021-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,547 $11.99 $67K 165,818
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 174,804
2021-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,314 $11.99 $52K 170,490
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +3,058 173,548
2021-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,469 $11.99 $18K 172,079
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 184,675
2021-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,461 $11.99 $65K 179,214
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 44,777
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 71,885
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −3,058 9,174
2021-02-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 151,152
2021-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +2,459 76,033

Page 77 of 115 · 2,286 trades