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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,493 31,450
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −6,298 69,278
2021-05-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise · Restricted Stock Unit (RSU) −4,389 48,287
2021-05-21 Kay Valerie Bank-Chief Capital Officer Sale −2,346 $12.79 $30K 75,280
2021-05-20 LANDON ALLAN R Director Purchase +1,000 $12.40 $12K 8,589
2021-05-13 LANDON ALLAN R Director Purchase +750 $12.00 $9K 7,589
2021-05-12 LANDON ALLAN R Director Purchase +750 $12.25 $9K 6,839
2021-05-11 LANDON ALLAN R Director Purchase +1,000 $12.50 $13K 6,089
2021-05-10 LANDON ALLAN R Director Purchase +2,500 $13.51 $34K 5,089
2021-05-07 Momen Ronnie Bank-Chief of Consumer Banking Gift −3,423 70,448
2021-05-06 LANDON ALLAN R Director Purchase +2,500 $13.82 $35K 2,589
2021-04-21 Kay Valerie Bank-Chief Capital Officer Sale −2,215 $13.55 $30K 77,626
2021-04-07 Sanborn Scott CEO Sale −6,249 $16.00 $100K 779,229
2021-03-22 Kay Valerie Bank-Chief Capital Officer Sale −1,333 $22.51 $30K 79,841
2021-03-19 Sanborn Scott CEO Option exercise +52,667 $3.48 $183K 804,771
2021-03-19 Sanborn Scott CEO Shares withheld for taxes −19,293 $21.72 $419K 785,478
2021-03-19 Sanborn Scott CEO Option exercise · Stock Option (right to buy) −52,667 105,333
2021-03-09 Kay Valerie Bank-Chief Capital Officer Grant or award · Restricted Stock Unit (RSU) +65,845 65,845
2021-03-09 CASEY THOMAS W Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +146,322 146,322
2021-03-09 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +141,096 141,096

Page 76 of 115 · 2,286 trades