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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 73,832
2021-05-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,095 $13.90 $43K 70,737
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise +6,096 76,833
2021-05-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,210 $13.90 $45K 73,623
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −3,172 9,516
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −1,936 3,876
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,691 39,837
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 64,660
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −6,096 67,065
2021-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +95,108 95,108
2021-05-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −38,232 $13.90 $531K 56,876
2021-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 62,363
2021-05-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −2,721 $13.90 $38K 59,642
2021-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −95,108 285,327
2021-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 60,358
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise +2,459 77,739
2021-05-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −1,341 $14.23 $19K 76,398
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise +7,233 83,631
2021-05-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −3,896 $13.90 $54K 79,735
2021-05-25 Kay Valerie Bank-Chief Capital Officer Option exercise +1,529 81,264

Page 73 of 115 · 2,286 trades