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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $13.90 $68K 783,645
2021-05-25 Sanborn Scott CEO Option exercise +10,190 793,835
2021-05-25 Sanborn Scott CEO Shares withheld for taxes −5,366 $13.90 $75K 788,469
2021-05-25 Sanborn Scott CEO Option exercise +9,984 798,453
2021-05-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $13.90 $73K 793,196
2021-05-25 Sanborn Scott CEO Option exercise +13,496 806,692
2021-05-25 Sanborn Scott CEO Shares withheld for taxes −7,106 $13.90 $99K 799,586
2021-05-25 Sanborn Scott CEO Option exercise +11,758 811,344
2021-05-25 Sanborn Scott CEO Shares withheld for taxes −6,191 $13.90 $86K 805,153
2021-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,328 27,986
2021-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −10,190 20,380
2021-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 69,889
2021-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 148,453
2021-05-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 129,338
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise +3,172 66,015
2021-05-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,671 $13.90 $23K 64,344
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise +1,936 66,280
2021-05-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,020 $13.90 $14K 65,260
2021-05-25 PACE BRANDON Chief Administrative Officer Option exercise +5,691 70,951
2021-05-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −2,997 $13.90 $42K 67,954

Page 72 of 115 · 2,286 trades