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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-08-20 Kay Valerie Bank-Chief Capital Officer Sale −1,091 $27.52 $30K 83,443
2021-08-02 Momen Ronnie Bank-Chief of Consumer Banking Gift −4,808 81,668
2021-07-30 Koohestani Bahman Bank-Chief Technology Officer Sale −6,000 $24.40 $146K 120,643
2021-07-29 Harris Adrienne Director Grant or award +14,935 14,935
2021-07-21 Kay Valerie Bank-Chief Capital Officer Sale −1,864 $16.10 $30K 84,534
2021-06-22 Kay Valerie Bank-Chief Capital Officer Sale −1,602 $18.73 $30K 86,398
2021-06-03 CASEY THOMAS W Chief Financial Officer Gift −190,000 15,948
2021-06-01 ZEISSER MICHAEL P Director Grant or award +10,933 10,933
2021-06-01 Morris John C. Director Grant or award +10,933 10,933
2021-06-01 McCORD PATRICIA J Director Grant or award +10,933 10,933
2021-06-01 Mayopoulos Timothy J Director Grant or award +10,933 10,933
2021-06-01 Athey Susan C Director Grant or award +10,933 10,933
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +11,393 81,841
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −5,999 $13.90 $83K 75,842
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +5,990 81,832
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −3,154 $13.90 $44K 78,678
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +6,718 85,396
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −3,538 $13.90 $49K 81,858
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +9,754 91,612
2021-05-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −5,136 $13.90 $71K 86,476

Page 70 of 115 · 2,286 trades