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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,545 7,090
2021-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −2,396 14,378
2021-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,099 50,984
2021-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 44,420
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise +3,172 76,795
2021-08-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,671 $29.08 $49K 75,124
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise +1,938 77,062
2021-08-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,021 $29.08 $30K 76,041
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise +5,691 81,732
2021-08-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −2,997 $29.08 $87K 78,735
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 84,613
2021-08-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,095 $29.08 $90K 81,518
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise +6,097 87,615
2021-08-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,211 $29.08 $93K 84,404
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −3,172 6,344
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −1,938 1,938
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,691 34,146
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 58,782
2021-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −6,097 60,968
2021-08-25 Koohestani Bahman Bank-Chief Technology Officer Option exercise +14,837 135,480

Page 68 of 115 · 2,286 trades