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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −10,190 10,190
2021-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 59,905
2021-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 134,957
2021-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 117,580
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 27,142
2021-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,385 $29.08 $157K 21,757
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +3,058 24,815
2021-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,416 $29.08 $41K 23,399
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 32,385
2021-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,160 $29.08 $121K 28,225
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 40,821
2021-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,294 $29.08 $154K 35,527
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,194 47,721
2021-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,799 $29.08 $140K 42,922
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 22,389
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −3,058 3,059
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 53,914
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 125,960
2021-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,194 121,935
2021-08-25 Kay Valerie Bank-Chief Capital Officer Option exercise +2,460 85,903

Page 65 of 115 · 2,286 trades