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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-09-24 McCORD PATRICIA J Director Grant or award +1,775 1,775
2021-09-24 Selleck Erin Director Grant or award +1,775 1,775
2021-09-24 LANDON ALLAN R Director Grant or award +1,775 1,775
2021-09-24 ZEISSER MICHAEL P Director Grant or award +1,775 1,775
2021-09-24 Athey Susan C Director Grant or award +1,775 1,775
2021-09-15 Athey Susan C Director Sale −8,310 $29.20 $243K 45,689
2021-09-07 CASEY THOMAS W Chief Financial Officer Gift −40,000 2,922
2021-09-07 ARMSTRONG ANNIE Chief Risk Officer Sale −3,686 $31.37 $116K 70,710
2021-09-03 ZEISSER MICHAEL P Director Purchase +1,937 $31.00 $60K 38,062
2021-08-25 Sanborn Scott CEO Option exercise +9,329 814,481
2021-08-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $29.08 $143K 809,569
2021-08-25 Sanborn Scott CEO Option exercise +10,190 819,759
2021-08-25 Sanborn Scott CEO Shares withheld for taxes −5,366 $29.08 $156K 814,393
2021-08-25 Sanborn Scott CEO Option exercise +9,984 824,377
2021-08-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $29.08 $153K 819,120
2021-08-25 Sanborn Scott CEO Option exercise +13,496 832,616
2021-08-25 Sanborn Scott CEO Returned to the company −13,496 $29.00 $391K 819,120
2021-08-25 Sanborn Scott CEO Option exercise +11,758 830,878
2021-08-25 Sanborn Scott CEO Shares withheld for taxes −6,191 $29.08 $180K 824,687
2021-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,329 18,657

Page 64 of 115 · 2,286 trades