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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,095 $38.07 $118K 90,546
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise +6,097 96,643
2021-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −3,211 $38.07 $122K 93,432
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −3,171 3,173
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −1,938 0
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,690 28,456
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 52,904
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −6,097 54,871
2021-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +23,778 87,116
2021-11-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −11,790 $38.07 $449K 75,326
2021-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 80,813
2021-11-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −2,721 $38.07 $104K 78,092
2021-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,778 237,772
2021-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 49,384
2021-11-08 ARMSTRONG ANNIE Chief Risk Officer Sale −3,686 $45.96 $169K 63,338
2021-11-05 PACE BRANDON Chief Administrative Officer Gift −1,753 82,651
2021-11-04 Momen Ronnie Bank-Chief of Consumer Banking Gift −4,808 92,888
2021-10-07 ARMSTRONG ANNIE Chief Risk Officer Sale −3,686 $29.19 $108K 67,024
2021-09-24 Mayopoulos Timothy J Director Grant or award +1,775 1,775
2021-09-24 Morris John C. Director Grant or award +1,775 1,775

Page 63 of 115 · 2,286 trades