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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise +1,530 99,713
2021-11-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −882 $38.07 $34K 98,831
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise +4,492 103,323
2021-11-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −2,587 $38.07 $98K 100,736
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise +6,298 107,034
2021-11-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −3,627 $38.07 $138K 103,407
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise +5,487 108,894
2021-11-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −3,162 $38.07 $120K 105,732
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 14,467
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −1,530 0
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,492 22,465
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 56,682
2021-11-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −5,487 49,384
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise +3,171 85,822
2021-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,670 $38.07 $64K 84,152
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise +1,938 86,090
2021-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −1,021 $38.07 $39K 85,069
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise +5,690 90,759
2021-11-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −2,996 $38.07 $114K 87,763
2021-11-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 93,641

Page 62 of 115 · 2,286 trades