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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-11-25 Sanborn Scott CEO Shares withheld for taxes −4,912 $38.07 $187K 829,103
2021-11-25 Sanborn Scott CEO Option exercise +10,190 839,293
2021-11-25 Sanborn Scott CEO Shares withheld for taxes −5,366 $38.07 $204K 833,927
2021-11-25 Sanborn Scott CEO Option exercise +9,984 843,911
2021-11-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $38.07 $200K 838,654
2021-11-25 Sanborn Scott CEO Option exercise +13,495 852,149
2021-11-25 Sanborn Scott CEO Returned to the company −13,495 $38.07 $514K 838,654
2021-11-25 Sanborn Scott CEO Option exercise +11,758 850,412
2021-11-25 Sanborn Scott CEO Shares withheld for taxes −6,191 $38.07 $236K 844,221
2021-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,328 9,329
2021-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −10,190 0
2021-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 49,921
2021-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,495 121,462
2021-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 105,822
2021-11-25 Stack Fergal SVP, Corporate Controller Option exercise +3,544 102,846
2021-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −1,534 $38.07 $58K 101,312
2021-11-25 Stack Fergal SVP, Corporate Controller Option exercise +2,396 103,708
2021-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −998 $38.07 $38K 102,710
2021-11-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 107,808
2021-11-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −2,007 $38.07 $76K 105,801

Page 60 of 115 · 2,286 trades