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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-12-07 ARMSTRONG ANNIE Chief Risk Officer Sale −3,686 $31.31 $115K 74,406
2021-12-02 Momen Ronnie Bank-Chief of Consumer Banking Gift −5,289 103,628
2021-12-02 CASEY THOMAS W Chief Financial Officer Gift −27,164 2,922
2021-12-01 ZEISSER MICHAEL P Director Other acquisition +5 $32.00 $160 41,863
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,194 14,116
2021-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,320 $38.07 $203K 8,796
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +3,059 11,855
2021-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −1,397 $38.07 $53K 10,458
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,985 19,443
2021-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,103 $38.07 $156K 15,340
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 27,936
2021-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,245 $38.07 $200K 22,691
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,193 34,884
2021-11-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,798 $38.07 $183K 30,086
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −11,194 11,195
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −3,059 0
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,985 44,929
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 113,364
2021-11-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,193 109,742
2021-11-25 Sanborn Scott CEO Option exercise +9,328 834,015

Page 59 of 115 · 2,286 trades