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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −6,097 48,774
2022-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +23,777 91,180
2022-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 96,667
2022-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,777 213,995
2022-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 43,897
2022-02-24 ZEISSER MICHAEL P Director Purchase +14,332 $16.19 $232K 57,258
2022-02-11 CASEY THOMAS W Chief Financial Officer Purchase +2,750 $17.98 $49K 12,750
2022-02-07 ARMSTRONG ANNIE Chief Risk Officer Sale −3,317 $17.37 $58K 67,403
2022-01-20 Kay Valerie Bank-Chief Capital Officer Grant or award · Restricted Stock Unit (RSU) +72,117 72,117
2022-01-20 CASEY THOMAS W Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +144,232 144,232
2022-01-20 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +440,707 440,707
2022-01-20 Momen Ronnie Bank-Chief of Consumer Banking Grant or award · Restricted Stock Unit (RSU) +76,924 76,924
2022-01-20 PACE BRANDON Chief Administrative Officer Grant or award · Restricted Stock Unit (RSU) +67,309 67,309
2022-01-20 ARMSTRONG ANNIE Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +144,232 144,232
2022-01-12 ARMSTRONG ANNIE Chief Risk Officer Sale −369 $25.37 $9K 70,720
2022-01-07 ARMSTRONG ANNIE Chief Risk Officer Sale −3,317 $22.35 $74K 71,089
2021-12-21 Sanborn Scott CEO Option exercise +25,000 $3.48 $87K 869,221
2021-12-21 Sanborn Scott CEO Shares withheld for taxes −3,591 $24.19 $87K 865,630
2021-12-21 Sanborn Scott CEO Option exercise · Stock Option (right to buy) −25,000 80,333
2021-12-15 Athey Susan C Director Sale −4,338 $26.10 $113K 44,084

Page 58 of 115 · 2,286 trades