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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-02-28 Kay Valerie Bank-Chief Capital Officer Sale −12,688 $18.59 $236K 116,555
2022-02-28 Momen Ronnie Bank-Chief of Consumer Banking Sale −17,327 $18.58 $322K 120,158
2022-02-28 Stack Fergal SVP, Corporate Controller Sale −6,127 $18.58 $114K 117,852
2022-02-28 PACE BRANDON Chief Administrative Officer Sale −10,663 $18.59 $198K 103,609
2022-02-28 ARMSTRONG ANNIE Chief Risk Officer Sale −14,974 $18.60 $279K 81,693
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +7,233 112,965
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +4,493 117,458
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +6,298 123,756
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +5,487 129,243
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −7,233 7,234
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 17,972
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 50,384
2022-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −5,487 43,897
2022-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +11,195 14,117
2022-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,263 $18.06 $95K 8,854
2022-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 17,840
2022-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,056 $18.06 $73K 13,784
2022-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 26,380
2022-02-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,209 $18.06 $94K 21,171
2022-02-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,194 33,365

Page 55 of 115 · 2,286 trades