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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,986 11,908
2022-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,017 $12.71 $51K 7,891
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 20,487
2022-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −5,182 $12.71 $66K 15,305
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +36,058 51,363
2022-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −14,189 $12.71 $180K 37,174
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,193 49,367
2022-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −4,798 $12.71 $61K 44,569
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,558 53,127
2022-05-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −3,368 $12.71 $43K 49,759
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,986 26,957
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 88,172
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −36,058 108,174
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,193 85,355
2022-05-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,558 94,142
2022-05-25 Sanborn Scott CEO Option exercise +9,984 890,325
2022-05-25 Sanborn Scott CEO Shares withheld for taxes −5,257 $12.71 $67K 885,068
2022-05-25 Sanborn Scott CEO Option exercise +13,496 898,564
2022-05-25 Sanborn Scott CEO Returned to the company −13,496 $12.71 $172K 885,068
2022-05-25 Sanborn Scott CEO Option exercise +110,176 995,244

Page 51 of 115 · 2,286 trades