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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,985 17,972
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,596 75,576
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −36,058 72,116
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −12,194 73,161
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −8,558 85,584
2022-08-25 Sanborn Scott CEO Option exercise +9,984 977,487
2022-08-25 Sanborn Scott CEO Option exercise +13,495 990,982
2022-08-25 Sanborn Scott CEO Option exercise +110,177 1,101,159
2022-08-25 Sanborn Scott CEO Option exercise +11,758 1,112,917
2022-08-25 Sanborn Scott CEO Option exercise +8,253 1,121,170
2022-08-25 Sanborn Scott CEO Returned to the company −13,495 $14.01 $189K 1,107,675
2022-08-25 Sanborn Scott CEO Shares withheld for taxes −73,803 $14.01 $1.0M 1,033,872
2022-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 19,969
2022-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,495 80,975
2022-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −110,177 220,354
2022-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 70,548
2022-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −8,253 82,527
2022-08-25 PACE BRANDON Chief Administrative Officer Option exercise +5,691 129,609
2022-08-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 135,487
2022-08-25 PACE BRANDON Chief Administrative Officer Option exercise +16,827 152,314

Page 46 of 115 · 2,286 trades