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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-11-10 Momen Ronnie Bank-Chief of Consumer Banking Gift −9,779 156,815
2022-11-07 LANDON ALLAN R Director Purchase +5,000 $9.50 $48K 48,340
2022-11-04 LaBenne Andrew Chief Financial Officer Purchase +12,300 $9.52 $117K 15,000
2022-11-03 LANDON ALLAN R Director Purchase +15,000 $9.66 $145K 43,340
2022-11-02 LANDON ALLAN R Director Purchase +5,000 $10.01 $50K 28,340
2022-10-31 PACE BRANDON Chief Administrative Officer Gift −6,400 135,648
2022-09-30 Sanborn Scott CEO Option exercise +40,166 $3.48 $140K 1,074,038
2022-09-30 Sanborn Scott CEO Shares withheld for taxes −21,499 $11.05 $238K 1,052,539
2022-09-30 Sanborn Scott CEO Option exercise · Stock Option (right to buy) −40,166 0
2022-08-26 PACE BRANDON Chief Administrative Officer Sale −20,642 $13.86 $286K 142,048
2022-08-26 Kay Valerie Bank-Chief Capital Officer Sale −21,662 $13.86 $300K 156,303
2022-08-26 Stack Fergal SVP, Corporate Controller Sale −6,040 $13.86 $84K 136,514
2022-08-26 Momen Ronnie Bank-Chief of Consumer Banking Sale −33,726 $13.86 $467K 166,594
2022-08-26 ARMSTRONG ANNIE Chief Risk Officer Sale −37,046 $13.86 $513K 134,156
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,985 11,907
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,596 24,503
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +36,058 60,561
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +12,194 72,755
2022-08-25 CASEY THOMAS W Chief Financial Officer Option exercise +8,558 81,313
2022-08-25 CASEY THOMAS W Chief Financial Officer Shares withheld for taxes −31,497 $14.01 $441K 49,816

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