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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-11-28 Kay Valerie Bank-Chief Capital Officer Sale −22,392 $10.08 $226K 172,497
2022-11-28 ARMSTRONG ANNIE Chief Risk Officer Sale −38,322 $10.08 $386K 165,435
2022-11-25 Sanborn Scott CEO Option exercise +9,984 1,062,523
2022-11-25 Sanborn Scott CEO Option exercise +13,496 1,076,019
2022-11-25 Sanborn Scott CEO Option exercise +110,177 1,186,196
2022-11-25 Sanborn Scott CEO Option exercise +11,758 1,197,954
2022-11-25 Sanborn Scott CEO Option exercise +8,253 1,206,207
2022-11-25 Sanborn Scott CEO Returned to the company −13,496 $10.54 $142K 1,192,711
2022-11-25 Sanborn Scott CEO Shares withheld for taxes −73,803 $10.54 $778K 1,118,908
2022-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,984 9,985
2022-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 67,479
2022-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −110,177 110,177
2022-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 58,790
2022-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −8,253 74,274
2022-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +5,991 162,806
2022-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +6,718 169,524
2022-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +19,231 188,755
2022-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +9,755 198,510
2022-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +10,270 208,780
2022-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −5,991 5,991

Page 42 of 115 · 2,286 trades