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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 21,949
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,279 34,234
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +4,493 176,990
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +6,298 183,288
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +18,030 201,318
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +5,487 206,805
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise +4,279 211,084
2023-02-25 Kay Valerie Bank-Chief Capital Officer Shares withheld for taxes −21,953 $9.61 $211K 189,131
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,493 0
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −6,298 25,192
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −18,030 0
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −5,487 21,949
2023-02-25 Kay Valerie Bank-Chief Capital Officer Option exercise · Restricted Stock Unit (RSU) −4,279 34,234
2023-02-10 Momen Ronnie Bank-Chief of Consumer Banking Gift −7,709 172,464
2022-12-23 Morris John C. Director Option exercise +132,000 $3.48 $459K 215,008
2022-12-23 Morris John C. Director Shares withheld for taxes −52,906 $3.48 $184K 162,102
2022-12-23 Morris John C. Director Option exercise · Stock Option (right to buy) −132,000 0
2022-11-28 Momen Ronnie Bank-Chief of Consumer Banking Sale −28,607 $10.08 $288K 180,173
2022-11-28 Stack Fergal SVP, Corporate Controller Sale −6,240 $10.09 $63K 145,329
2022-11-28 PACE BRANDON Chief Administrative Officer Sale −21,342 $10.08 $215K 153,078

Page 41 of 115 · 2,286 trades