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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 17,768
2023-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,117 24,942
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise +5,692 158,770
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 164,648
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise +16,828 181,476
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise +6,097 187,573
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise +4,279 191,852
2023-02-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −20,416 $9.61 $196K 171,436
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,692 0
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 23,513
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −16,828 0
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −6,097 24,387
2023-02-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −4,279 34,234
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +23,778 189,213
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +36,058 225,271
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 230,758
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +4,279 235,037
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −36,647 $9.61 $352K 198,390
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,778 118,886
2023-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −36,058 0

Page 40 of 115 · 2,286 trades