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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-05-09 Cutler Stephen M Director Purchase +7,407 $6.75 $50K 14,806
2023-05-05 Cutler Stephen M Director Purchase +7,250 $6.80 $49K 7,399
2023-04-20 Whiteside Janey Director Grant or award +3,264 3,264
2023-03-23 Cutler Stephen M Director Grant or award +5,790 5,790
2023-03-12 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +179,331 179,331
2023-03-12 Momen Ronnie Bank-Chief of Consumer Banking Grant or award · Restricted Stock Unit (RSU) +167,376 167,376
2023-03-12 Stack Fergal SVP, Corporate Controller Grant or award · Restricted Stock Unit (RSU) +67,748 67,748
2023-03-12 PACE BRANDON Chief Administrative Officer Grant or award · Restricted Stock Unit (RSU) +92,987 92,987
2023-03-12 ARMSTRONG ANNIE Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +92,987 92,987
2023-03-12 LaBenne Andrew Chief Financial Officer Grant or award · Restricted Stock Unit (RSU) +130,181 130,181
2023-02-25 Sanborn Scott CEO Option exercise +9,985 1,128,893
2023-02-25 Sanborn Scott CEO Option exercise +13,496 1,142,389
2023-02-25 Sanborn Scott CEO Option exercise +110,177 1,252,566
2023-02-25 Sanborn Scott CEO Option exercise +11,758 1,264,324
2023-02-25 Sanborn Scott CEO Option exercise +8,252 1,272,576
2023-02-25 Sanborn Scott CEO Returned to the company −27,273 $9.61 $262K 1,245,303
2023-02-25 Sanborn Scott CEO Shares withheld for taxes −66,548 $9.61 $640K 1,178,755
2023-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −9,985 0
2023-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 53,983
2023-02-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −110,177 0

Page 38 of 115 · 2,286 trades