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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +10,270 215,689
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +13,948 229,637
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −21,426 $8.10 $174K 208,211
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −6,718 20,154
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −9,754 29,265
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −10,270 71,890
2023-05-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −13,948 153,428
2023-05-25 LaBenne Andrew Chief Financial Officer Option exercise +10,848 25,848
2023-05-25 LaBenne Andrew Chief Financial Officer Shares withheld for taxes −5,712 $8.10 $46K 20,136
2023-05-25 LaBenne Andrew Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −10,848 119,333
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +23,777 222,167
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 227,654
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +4,279 231,933
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +7,748 239,681
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −21,741 $8.10 $176K 217,940
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,777 95,109
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 16,462
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,279 29,955
2023-05-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −7,748 85,239
2023-05-17 Momen Ronnie Bank-Chief of Consumer Banking Gift −8,118 188,947

Page 37 of 115 · 2,286 trades