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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-06-15 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −95,972 0
2023-06-08 ZEISSER MICHAEL P Director Grant or award +21,414 21,414
2023-06-08 Whiteside Janey Director Grant or award +21,414 21,414
2023-06-08 Selleck Erin Director Grant or award +21,414 21,414
2023-06-08 Reimann Kathryn Director Grant or award +21,414 21,414
2023-06-08 Morris John C. Director Grant or award +21,414 21,414
2023-06-08 Mayopoulos Timothy J Director Grant or award +21,414 21,414
2023-06-08 LANDON ALLAN R Director Grant or award +21,414 21,414
2023-06-08 Cutler Stephen M Director Grant or award +21,414 21,414
2023-06-08 Ahmad Syed Faiz Director Grant or award +21,414 21,414
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +5,098 159,514
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +4,442 163,956
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +3,118 167,074
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise +5,645 172,719
2023-05-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −7,204 $8.10 $58K 165,515
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,098 15,296
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 13,326
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,118 21,824
2023-05-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,645 62,103
2023-05-25 Sanborn Scott CEO Option exercise +13,495 1,192,250

Page 35 of 115 · 2,286 trades