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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,777 71,332
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 10,975
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,280 25,675
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −7,749 77,490
2023-08-17 Momen Ronnie Bank-Chief of Consumer Banking Gift −14,354 218,093
2023-06-15 Sanborn Scott CEO Option exercise +293,243 1,488,547
2023-06-15 Sanborn Scott CEO Shares withheld for taxes −154,393 $9.41 $1.5M 1,334,154
2023-06-15 Sanborn Scott CEO Grant or award · Restricted Stock Unit (RSU) +293,243 293,243
2023-06-15 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −293,243 0
2023-06-15 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +51,185 259,396
2023-06-15 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −26,949 $9.41 $254K 232,447
2023-06-15 Momen Ronnie Bank-Chief of Consumer Banking Grant or award · Restricted Stock Unit (RSU) +51,185 51,185
2023-06-15 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −51,185 0
2023-06-15 PACE BRANDON Chief Administrative Officer Option exercise +44,787 227,586
2023-06-15 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −23,581 $9.41 $222K 204,005
2023-06-15 PACE BRANDON Chief Administrative Officer Grant or award · Restricted Stock Unit (RSU) +44,787 44,787
2023-06-15 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −44,787 0
2023-06-15 ARMSTRONG ANNIE Chief Risk Officer Option exercise +95,972 313,912
2023-06-15 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −50,530 $9.41 $475K 263,382
2023-06-15 ARMSTRONG ANNIE Chief Risk Officer Grant or award · Restricted Stock Unit (RSU) +95,972 95,972

Page 34 of 115 · 2,286 trades