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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Stack Fergal −$2.1M SVP, Corporate Controller sold 74% of stake
  2. Sanborn Scott −$525K CEO sold 2% of stake
  3. Selleck Erin −$155K Director sold 11% of stake
  4. Cheng Jordan −$141K General Counsel & Secretary sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,646 56,457
2023-08-25 LaBenne Andrew Chief Financial Officer Option exercise +80,018 100,154
2023-08-25 LaBenne Andrew Chief Financial Officer Option exercise +10,848 111,002
2023-08-25 LaBenne Andrew Chief Financial Officer Shares withheld for taxes −46,784 $6.88 $322K 64,218
2023-08-25 LaBenne Andrew Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −80,018 160,037
2023-08-25 LaBenne Andrew Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −10,848 108,485
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise +5,878 209,883
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise +6,097 215,980
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise +4,280 220,260
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise +7,749 228,009
2023-08-25 PACE BRANDON Chief Administrative Officer Shares withheld for taxes −12,640 $6.88 $87K 215,369
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −5,878 11,757
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −6,097 12,194
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −4,280 25,675
2023-08-25 PACE BRANDON Chief Administrative Officer Option exercise · Restricted Stock Unit (RSU) −7,749 77,490
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +23,777 287,159
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 292,646
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +4,280 296,926
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +7,749 304,675
2023-08-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −21,742 $6.88 $150K 282,933

Page 33 of 115 · 2,286 trades