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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 23,516
2023-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −8,253 49,516
2023-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −14,944 149,443
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +6,718 224,811
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +9,755 234,566
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +10,270 244,836
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +13,948 258,784
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −21,427 $6.88 $147K 237,357
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −6,718 13,436
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −9,755 19,510
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −10,270 61,620
2023-08-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −13,948 139,480
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise +5,099 170,614
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise +4,442 175,056
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise +3,118 178,174
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise +5,646 183,820
2023-08-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −7,204 $6.88 $50K 176,616
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,099 10,197
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 8,884
2023-08-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,118 18,706

Page 32 of 115 · 2,286 trades