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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-11-25 LaBenne Andrew Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −20,005 140,032
2023-11-25 LaBenne Andrew Chief Financial Officer Option exercise · Restricted Stock Unit (RSU) −10,849 97,636
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise +11,323 84,139
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise +2,695 86,834
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise +2,127 88,961
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise +2,889 91,850
2023-11-25 Cheng Jordan General Counsel & Secretary Shares withheld for taxes −8,377 $5.61 $47K 83,473
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −11,323 22,645
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −2,695 2,695
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −2,127 10,638
2023-11-25 Cheng Jordan General Counsel & Secretary Option exercise · Restricted Stock Unit (RSU) −2,889 26,004
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +23,777 306,710
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +5,487 312,197
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +4,279 316,476
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +7,749 324,225
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −21,741 $5.61 $122K 302,484
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,777 47,555
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,487 5,488
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,279 21,396
2023-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −7,749 69,741

Page 30 of 115 · 2,286 trades