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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-11-25 Sanborn Scott CEO Option exercise +8,252 1,394,209
2023-11-25 Sanborn Scott CEO Option exercise +14,944 1,409,153
2023-11-25 Sanborn Scott CEO Returned to the company −13,496 $5.61 $76K 1,395,657
2023-11-25 Sanborn Scott CEO Shares withheld for taxes −18,405 $5.61 $103K 1,377,252
2023-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,496 13,496
2023-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −11,758 11,758
2023-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −8,252 41,264
2023-11-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −14,944 134,499
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +6,718 237,719
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +9,755 247,474
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +10,270 257,744
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise +13,948 271,692
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Shares withheld for taxes −21,427 $5.61 $120K 250,265
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −6,718 6,718
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −9,755 9,755
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −10,270 51,350
2023-11-25 Momen Ronnie Bank-Chief of Consumer Banking Option exercise · Restricted Stock Unit (RSU) −13,948 125,532
2023-11-25 LaBenne Andrew Chief Financial Officer Option exercise +20,005 94,223
2023-11-25 LaBenne Andrew Chief Financial Officer Option exercise +10,849 105,072
2023-11-25 LaBenne Andrew Chief Financial Officer Shares withheld for taxes −15,890 $5.61 $89K 89,182

Page 29 of 115 · 2,286 trades