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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +4,279 336,028
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise +7,749 343,777
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Shares withheld for taxes −22,953 $8.15 $187K 320,824
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −23,777 23,778
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −5,488 0
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,279 17,117
2024-02-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −7,749 61,992
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise +5,099 202,814
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise +4,442 207,256
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise +3,118 210,374
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise +5,645 216,019
2024-02-25 Stack Fergal SVP, Corporate Controller Shares withheld for taxes −8,020 $8.15 $65K 207,999
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,099 0
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −4,442 0
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −3,118 12,471
2024-02-25 Stack Fergal SVP, Corporate Controller Option exercise · Restricted Stock Unit (RSU) −5,645 45,166
2024-02-25 Sanborn Scott CEO Option exercise +13,496 1,390,748
2024-02-25 Sanborn Scott CEO Option exercise +11,758 1,402,506
2024-02-25 Sanborn Scott CEO Option exercise +8,253 1,410,759
2024-02-25 Sanborn Scott CEO Option exercise +14,945 1,425,704

Page 26 of 115 · 2,286 trades