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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
  1. 4 Shares withheld for taxes Bank-Chief of Consumer Banking gave up 17,828 shares (to pay taxes)
  2. 4 Shares withheld for taxes Bank-Chief Capital Officer gave up 14,423 shares (to pay taxes)
  3. 4 Shares withheld for taxes Chief Administrative Officer gave up 11,993 shares (to pay taxes)
  4. 4 Shares withheld for taxes Chief Risk Officer gave up 14,511 shares (to pay taxes)
  5. ABS-15G Other ABS-15G
  6. 4 Open-market sale Chief Risk Officer sold 3,686 shares at $45.96 ($169,409)
  7. 10-Q Report Quarterly Report
  8. 8-K Event Results of operations
  9. 4 Open-market sale Chief Risk Officer sold 3,686 shares at $29.19 ($107,594)
  10. CT ORDER Other Confidential Order
  11. 4 Grant or award Director acquired 1,775 shares (grant or award)
  12. 4 Grant or award Director acquired 1,775 shares (grant or award)
  13. 4 Grant or award Director acquired 1,775 shares (grant or award)
  14. 4 Grant or award Director acquired 1,775 shares (grant or award)
  15. 4 Grant or award Director acquired 1,775 shares (grant or award)
  16. 4 Grant or award Director acquired 1,775 shares (grant or award)
  17. 4 Grant or award Director acquired 1,775 shares (grant or award)
  18. 4 Open-market sale Director sold 8,310 shares at $29.20 ($242,652)
  19. 8-K Event Executive or director change
  20. 4 Open-market sale Chief Risk Officer sold 3,686 shares at $31.37 ($115,630)

Page 25 of 914 · 18,271 filings