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CIK 0001409970 · Large accelerated filer

Happen, Inc.

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Ticker
HAPN
Exchange
Nasdaq
Industry
Personal Credit Institutions
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
415-930-7440
Business address
88 KEARNY ST, SUITE 600, SAN FRANCISCO, CA, 94108
Former names
LendingClub CORP, LendingClub Corp
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,953,245
in 7 filings, $3.0M under 10b5-1 plans

Net −$2,953,245. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −4,279 4,280
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −7,749 38,745
2024-11-25 ARMSTRONG ANNIE Chief Risk Officer Option exercise · Restricted Stock Unit (RSU) −8,864 79,782
2024-11-08 Cheng Jordan General Counsel & Secretary Sale 10b5-1 −22,000 $14.83 $326K 89,385
2024-11-07 Sanborn Scott CEO Sale 10b5-1 −17,000 $14.89 $253K 1,339,273
2024-11-05 Selleck Erin Director Sale 10b5-1 −703 $13.66 $10K 64,774
2024-10-29 Morris John C. Director Sale −2,500 $14.36 $36K 203,348
2024-10-03 Sanborn Scott CEO Sale 10b5-1 −17,000 $11.09 $189K 1,356,273
2024-09-05 Sanborn Scott CEO Sale 10b5-1 −17,000 $11.36 $193K 1,373,273
2024-08-25 Sanborn Scott CEO Option exercise +8,252 1,391,614
2024-08-25 Sanborn Scott CEO Option exercise +14,944 1,406,558
2024-08-25 Sanborn Scott CEO Option exercise +13,151 1,419,709
2024-08-25 Sanborn Scott CEO Returned to the company −21,403 $12.33 $264K 1,398,306
2024-08-25 Sanborn Scott CEO Shares withheld for taxes −8,033 $12.33 $99K 1,390,273
2024-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −8,252 16,506
2024-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −14,944 89,666
2024-08-25 Sanborn Scott CEO Option exercise · Restricted Stock Unit (RSU) −13,151 131,508
2024-08-25 Cheng Jordan General Counsel & Secretary Option exercise +2,128 107,617
2024-08-25 Cheng Jordan General Counsel & Secretary Option exercise +2,889 110,506
2024-08-25 Cheng Jordan General Counsel & Secretary Option exercise +5,728 116,234

Page 20 of 115 · 2,286 trades